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Compliance fr Finanzdienstleister
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Zum Schutz der Anleger hat die Bankenaufsicht umfangreiche Verhaltensregeln fr alle Unternehmen erlassen, die Wertpapierdienstleistungen anbieten. Dieses Buch hilft dem Berater, die oft schwer durchschaubaren gesetzlichen Normen zu verstehen und in seiner tglichen Arbeit umsetzen. Nach Lektre dieses Buches kann er sicher sein, keine wichtige Vorschrift vergessen zu haben: weder bei der Aufklrung des Anlegers, bei der Wahrung der Anlegerinteressen, noch bei der Dokumentation und Organisation seiner Geschfte.
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